| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 121,494 | 1,658,000 | 26.60% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 99,750 | 1,362,000 | 21.85% | ||
| 3 | Invesco Ltd. | 87,763 | 1,198,000 | 19.22% | ||
| 4 | Focused Wealth Management, Inc | 33,477 | 457,000 | 7.33% | ||
| 5 | DOLIVER ADVISORS, LP | 24,704 | 337,000 | 5.41% | ||
| 6 | Karpus Management, Inc. | 19,000 | 259,000 | 4.15% | ||
| 7 | Cambridge Investment Research Advisors, Inc. | 18,097 | 247,000 | 3.96% | ||
| 8 | MORGAN STANLEY | 15,228 | 208,000 | 3.34% | ||
| 9 | WOLVERINE ASSET MANAGEMENT LLC | 14,870 | 202,000 | 3.24% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 12,650 | 173,000 | 2.78% | ||
| 11 | UBS AG | 3,000 | 41,000 | 0.66% | ||
| 12 | MSI Financial Services Inc | 2,000 | 27,000 | 0.43% | ||
| 13 | WELLS FARGO & COMPANY/MN | 2,001 | 27,000 | 0.43% | ||
| 14 | CITIGROUP INC | 1,518 | 21,000 | 0.34% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 1,225 | 17,000 | 0.27% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
