| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 120,832 | 1,811,000 | 38.22% | ||
| 2 | Invesco Ltd. | 76,498 | 1,146,000 | 24.19% | ||
| 3 | Focused Wealth Management, Inc | 35,814 | 536,000 | 11.31% | ||
| 4 | MORGAN STANLEY | 23,721 | 355,000 | 7.49% | ||
| 5 | Cambridge Investment Research Advisors, Inc. | 16,814 | 252,000 | 5.32% | ||
| 6 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 14,181 | 212,000 | 4.47% | ||
| 7 | UBS Group AG | 12,196 | 183,000 | 3.86% | ||
| 8 | MSI Financial Services Inc | 9,612 | 144,000 | 3.04% | ||
| 9 | WELLS FARGO & COMPANY/MN | 4,049 | 61,000 | 1.29% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 2,003 | 30,000 | 0.63% | ||
| 11 | CITIGROUP INC | 511 | 8,000 | 0.17% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
