| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 115,506 | 1,652,000 | 41.63% | ||
| 2 | Invesco Ltd. | 70,390 | 1,007,000 | 25.38% | ||
| 3 | Focused Wealth Management, Inc | 33,308 | 476,000 | 12.00% | ||
| 4 | Cambridge Investment Research Advisors, Inc. | 16,504 | 236,000 | 5.95% | ||
| 5 | MORGAN STANLEY | 15,723 | 225,000 | 5.67% | ||
| 6 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 11,681 | 167,000 | 4.21% | ||
| 7 | UBS Group AG | 8,225 | 118,000 | 2.97% | ||
| 8 | WELLS FARGO & COMPANY/MN | 4,049 | 58,000 | 1.46% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 2,003 | 29,000 | 0.73% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
