| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 107,123 | 1,553,000 | 37.34% | ||
| 2 | Invesco Ltd. | 85,600 | 1,242,000 | 29.86% | ||
| 3 | Focused Wealth Management, Inc | 33,708 | 489,000 | 11.76% | ||
| 4 | Cambridge Investment Research Advisors, Inc. | 16,504 | 239,000 | 5.75% | ||
| 5 | MORGAN STANLEY | 15,723 | 228,000 | 5.48% | ||
| 6 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 11,681 | 169,000 | 4.06% | ||
| 7 | UBS Group AG | 8,225 | 119,000 | 2.86% | ||
| 8 | WELLS FARGO & COMPANY/MN | 4,050 | 59,000 | 1.42% | ||
| 9 | CITIGROUP INC | 2,177 | 32,000 | 0.77% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 2,003 | 29,000 | 0.70% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
