| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 108,573 | 1,529,000 | 29.86% | ||
| 2 | Invesco Ltd. | 87,021 | 1,224,000 | 23.90% | ||
| 3 | SIT INVESTMENT ASSOCIATES INC | 40,714 | 573,000 | 11.19% | ||
| 4 | Focused Wealth Management, Inc | 32,508 | 457,000 | 8.92% | ||
| 5 | Karpus Management, Inc. | 19,000 | 267,000 | 5.21% | ||
| 6 | Cambridge Investment Research Advisors, Inc. | 18,369 | 258,000 | 5.04% | ||
| 7 | DOLIVER ADVISORS, LP | 17,630 | 248,000 | 4.84% | ||
| 8 | MORGAN STANLEY | 15,228 | 214,000 | 4.18% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 11,681 | 164,000 | 3.20% | ||
| 10 | WELLS FARGO & COMPANY/MN | 4,050 | 57,000 | 1.11% | ||
| 11 | WOLVERINE ASSET MANAGEMENT LLC | 3,555 | 50,000 | 0.98% | ||
| 12 | MSI Financial Services Inc | 2,000 | 28,000 | 0.55% | ||
| 13 | CITIGROUP INC | 1,518 | 21,000 | 0.41% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 1,233 | 17,000 | 0.33% | ||
| 15 | UBS AG | 1,000 | 14,000 | 0.27% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
