| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 110,102 | 1,533,000 | 30.44% | ||
| 2 | Invesco Ltd. | 92,166 | 1,283,000 | 25.48% | ||
| 3 | Focused Wealth Management, Inc | 33,308 | 464,000 | 9.21% | ||
| 4 | SIT INVESTMENT ASSOCIATES INC | 25,679 | 357,000 | 7.09% | ||
| 5 | DOLIVER ADVISORS, LP | 22,598 | 315,000 | 6.25% | ||
| 6 | Karpus Management, Inc. | 19,000 | 264,000 | 5.24% | ||
| 7 | Cambridge Investment Research Advisors, Inc. | 16,704 | 233,000 | 4.63% | ||
| 8 | MORGAN STANLEY | 15,228 | 212,000 | 4.21% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 11,681 | 163,000 | 3.24% | ||
| 10 | WOLVERINE ASSET MANAGEMENT LLC | 4,212 | 58,000 | 1.15% | ||
| 11 | WELLS FARGO & COMPANY/MN | 4,050 | 56,000 | 1.11% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 2,541 | 35,000 | 0.69% | ||
| 13 | MSI Financial Services Inc | 2,000 | 28,000 | 0.56% | ||
| 14 | CITIGROUP INC | 1,518 | 21,000 | 0.42% | ||
| 15 | UBS AG | 1,000 | 14,000 | 0.28% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
