| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 173,790 | 2,518,000 | 42.34% | ||
| 2 | Invesco Ltd. | 59,051 | 855,000 | 14.38% | ||
| 3 | Focused Wealth Management, Inc | 42,683 | 618,000 | 10.39% | ||
| 4 | Laurion Capital Management LP | 30,297 | 439,000 | 7.38% | ||
| 5 | WOLVERINE ASSET MANAGEMENT LLC | 18,646 | 269,000 | 4.52% | ||
| 6 | Cambridge Investment Research Advisors, Inc. | 17,242 | 250,000 | 4.20% | ||
| 7 | MORGAN STANLEY | 16,296 | 236,000 | 3.97% | ||
| 8 | Curi Capital, LLC | 15,140 | 219,000 | 3.68% | ||
| 9 | MSI Financial Services Inc | 14,347 | 208,000 | 3.50% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 14,181 | 205,000 | 3.45% | ||
| 11 | WELLS FARGO & COMPANY/MN | 4,050 | 59,000 | 0.99% | ||
| 12 | ADVISOR GROUP, INC. | 2,100 | 30,000 | 0.50% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 2,002 | 29,000 | 0.49% | ||
| 14 | CITIGROUP INC | 800 | 12,000 | 0.20% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.