| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 117,192 | 1,718,000 | 35.89% | ||
| 2 | Invesco Ltd. | 96,813 | 1,420,000 | 29.66% | ||
| 3 | Focused Wealth Management, Inc | 33,308 | 489,000 | 10.22% | ||
| 4 | Cambridge Investment Research Advisors, Inc. | 16,704 | 245,000 | 5.12% | ||
| 5 | MORGAN STANLEY | 15,728 | 231,000 | 4.83% | ||
| 6 | DOLIVER ADVISORS, LP | 12,083 | 177,000 | 3.70% | ||
| 7 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 11,681 | 171,000 | 3.57% | ||
| 8 | SIT INVESTMENT ASSOCIATES INC | 10,150 | 149,000 | 3.11% | ||
| 9 | WELLS FARGO & COMPANY/MN | 4,049 | 59,000 | 1.23% | ||
| 10 | CITIGROUP INC | 3,195 | 47,000 | 0.98% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 2,549 | 37,000 | 0.77% | ||
| 12 | MSI Financial Services Inc | 2,000 | 29,000 | 0.61% | ||
| 13 | UBS Group AG | 1,000 | 15,000 | 0.31% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
