| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Tower Research Capital LLC (TRC) | 31 | 0 | 0.00% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 2,003 | 31,000 | 0.56% | ||
| 3 | WELLS FARGO & COMPANY/MN | 4,050 | 64,000 | 1.15% | ||
| 4 | MSI Financial Services Inc | 9,643 | 152,000 | 2.73% | ||
| 5 | Raymond James Financial Services Advisors, Inc. | 12,376 | 195,000 | 3.50% | ||
| 6 | UBS Group AG | 12,488 | 197,000 | 3.54% | ||
| 7 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 14,181 | 223,000 | 4.01% | ||
| 8 | Cambridge Investment Research Advisors, Inc. | 16,964 | 267,000 | 4.80% | ||
| 9 | MORGAN STANLEY | 22,721 | 357,000 | 6.42% | ||
| 10 | Focused Wealth Management, Inc | 38,510 | 605,000 | 10.87% | ||
| 11 | Invesco Ltd. | 92,591 | 1,456,000 | 26.16% | ||
| 12 | GUGGENHEIM CAPITAL LLC | 128,421 | 2,018,000 | 36.26% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
