| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 177,456 | 2,600,000 | 52.48% | ||
| 2 | Focused Wealth Management, Inc | 49,438 | 724,000 | 14.61% | ||
| 3 | Invesco Ltd. | 45,110 | 661,000 | 13.34% | ||
| 4 | Cambridge Investment Research Advisors, Inc. | 17,262 | 253,000 | 5.11% | ||
| 5 | MORGAN STANLEY | 16,296 | 239,000 | 4.82% | ||
| 6 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 14,181 | 208,000 | 4.20% | ||
| 7 | WOLVERINE ASSET MANAGEMENT LLC | 8,667 | 126,000 | 2.54% | ||
| 8 | WELLS FARGO & COMPANY/MN | 4,050 | 59,000 | 1.19% | ||
| 9 | ADVISOR GROUP, INC. | 2,100 | 31,000 | 0.63% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 2,000 | 29,000 | 0.59% | ||
| 11 | CITIGROUP INC | 800 | 12,000 | 0.24% | ||
| 12 | UBS Group AG | 589 | 8,000 | 0.16% | ||
| 13 | IFP ADVISORS, INC | 300 | 4,000 | 0.08% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
