| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 445,376 | 9,509,000 | 18.44% | ||
| 2 | MORGAN STANLEY | 346,589 | 7,410,000 | 14.37% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 330,879 | 7,064,000 | 13.70% | ||
| 4 | 1607 Capital Partners, LLC | 166,139 | 3,552,000 | 6.89% | ||
| 5 | WELLS FARGO & COMPANY/MN | 159,163 | 3,403,000 | 6.60% | ||
| 6 | ROYAL BANK OF CANADA | 139,858 | 2,989,000 | 5.80% | ||
| 7 | UBS AG | 127,384 | 2,723,000 | 5.28% | ||
| 8 | BANK OF MONTREAL /CAN/ | 109,819 | 2,348,000 | 4.55% | ||
| 9 | CORNERSTONE ADVISORS INC | 93,767 | 2,002,000 | 3.88% | ||
| 10 | WOLVERINE ASSET MANAGEMENT LLC | 86,195 | 1,842,000 | 3.57% | ||
| 11 | Shaker Financial Services, LLC | 68,565 | 1,466,000 | 2.84% | ||
| 12 | Yakira Capital Management, Inc. | 56,574 | 1,210,000 | 2.35% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 51,603 | 1,103,000 | 2.14% | ||
| 14 | DOLIVER ADVISORS, LP | 46,302 | 990,000 | 1.92% | ||
| 15 | Bulldog Investors, LLP | 41,334 | 884,000 | 1.71% | ||
| 16 | D.A. DAVIDSON & CO. | 38,357 | 820,000 | 1.59% | ||
| 17 | Thomas J. Herzfeld Advisors, Inc. | 29,571 | 632,000 | 1.23% | ||
| 18 | KMS FINANCIAL SERVICES, INC | 19,100 | 408,000 | 0.79% | ||
| 19 | Cambridge Investment Research Advisors, Inc. | 18,970 | 406,000 | 0.79% | ||
| 20 | ASHFORD CAPITAL MANAGEMENT INC | 16,017 | 342,000 | 0.66% | ||
| 21 | HighTower Advisors, LLC | 15,537 | 332,000 | 0.64% | ||
| 22 | CITIGROUP INC | 2,300 | 49,000 | 0.10% | ||
| 23 | MSI Financial Services Inc | 2,224 | 48,000 | 0.09% | ||
| 24 | Clearbridge Investments, LLC | 548 | 12,000 | 0.02% | ||
| 25 | Tower Research Capital LLC (TRC) | 299 | 6,000 | 0.01% | ||
| 26 | B. Riley Wealth Management, Inc. | 200 | 4,000 | 0.01% | ||
| 27 | BARCLAYS PLC | 95 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
