| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,069,883 | 22,350,000 | 37.28% | ||
| 2 | MORGAN STANLEY | 359,282 | 7,506,000 | 12.52% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 265,836 | 5,553,000 | 9.26% | ||
| 4 | ASHFORD CAPITAL MANAGEMENT INC | 144,297 | 3,014,000 | 5.03% | ||
| 5 | Invesco Ltd. | 141,052 | 2,947,000 | 4.92% | ||
| 6 | ROYAL BANK OF CANADA | 133,910 | 2,797,000 | 4.67% | ||
| 7 | UBS Group AG | 105,371 | 2,201,000 | 3.67% | ||
| 8 | WELLS FARGO & COMPANY/MN | 89,690 | 1,873,000 | 3.12% | ||
| 9 | CORNERSTONE ADVISORS INC | 87,960 | 1,837,000 | 3.06% | ||
| 10 | BANK OF MONTREAL /CAN/ | 74,964 | 1,566,000 | 2.61% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 62,865 | 1,313,000 | 2.19% | ||
| 12 | Karp Capital Management Corp | 62,547 | 1,307,000 | 2.18% | ||
| 13 | FIRST TRUST ADVISORS LP | 56,323 | 1,177,000 | 1.96% | ||
| 14 | D.A. DAVIDSON & CO. | 55,874 | 1,167,000 | 1.95% | ||
| 15 | 1607 Capital Partners, LLC | 48,081 | 1,004,000 | 1.67% | ||
| 16 | Cambridge Investment Research Advisors, Inc. | 17,916 | 374,000 | 0.62% | ||
| 17 | Investors Capital Advisory Services | 15,660 | 327,000 | 0.55% | ||
| 18 | Koshinski Asset Management, Inc. | 15,291 | 319,000 | 0.53% | ||
| 19 | DOLIVER ADVISORS, LP | 15,160 | 316,000 | 0.53% | ||
| 20 | Weiss Asset Management LP | 13,231 | 276,000 | 0.46% | ||
| 21 | LPL Financial LLC | 12,096 | 253,000 | 0.42% | ||
| 22 | WOLVERINE ASSET MANAGEMENT LLC | 9,421 | 196,000 | 0.33% | ||
| 23 | CITIGROUP INC | 7,915 | 165,000 | 0.28% | ||
| 24 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,362 | 70,000 | 0.12% | ||
| 25 | ENVESTNET ASSET MANAGEMENT INC | 1,015 | 21,000 | 0.04% | ||
| 26 | Clearbridge Investments, LLC | 548 | 11,000 | 0.02% | ||
| 27 | B. Riley Wealth Management, Inc. | 200 | 4,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
