| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 856,858 | 11,756,000 | 25.84% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 538,204 | 7,384,000 | 16.23% | ||
| 3 | ASHFORD CAPITAL MANAGEMENT INC | 273,926 | 3,758,000 | 8.26% | ||
| 4 | WELLS FARGO & COMPANY/MN | 229,882 | 3,154,000 | 6.93% | ||
| 5 | Advisors Asset Management, Inc. | 214,231 | 2,939,000 | 6.46% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 182,701 | 2,506,000 | 5.51% | ||
| 7 | DESCHUTES PORTFOLIO STRATEGY, LLC | 140,642 | 1,930,000 | 4.24% | ||
| 8 | UBS Group AG | 134,860 | 1,850,000 | 4.07% | ||
| 9 | ROYAL BANK OF CANADA | 130,340 | 1,788,000 | 3.93% | ||
| 10 | BROOKFIELD Corp /ON/ | 127,388 | 1,748,000 | 3.84% | ||
| 11 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 107,219 | 1,471,000 | 3.23% | ||
| 12 | STIFEL FINANCIAL CORP | 98,871 | 1,364,000 | 3.00% | ||
| 13 | BRINKER CAPITAL INC | 45,925 | 630,000 | 1.38% | ||
| 14 | Cambridge Investment Research Advisors, Inc. | 41,175 | 565,000 | 1.24% | ||
| 15 | BB&T SECURITIES, LLC | 36,744 | 504,000 | 1.11% | ||
| 16 | PROFICIO CAPITAL PARTNERS LLC | 26,315 | 361,000 | 0.79% | ||
| 17 | Neuberger Berman Group LLC | 21,795 | 299,000 | 0.66% | ||
| 18 | ADVISOR GROUP, INC. | 17,100 | 234,000 | 0.51% | ||
| 19 | CLOUGH CAPITAL PARTNERS L P | 15,269 | 209,000 | 0.46% | ||
| 20 | AQR ARBITRAGE LLC | 13,163 | 181,000 | 0.40% | ||
| 21 | LPL Financial LLC | 11,636 | 157,000 | 0.35% | ||
| 22 | Koshinski Asset Management, Inc. | 11,462 | 157,000 | 0.35% | ||
| 23 | CSS LLC/IL | 10,095 | 139,000 | 0.31% | ||
| 24 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6,212 | 85,000 | 0.19% | ||
| 25 | JPMORGAN CHASE & CO | 4,825 | 66,000 | 0.15% | ||
| 26 | Thomas J. Herzfeld Advisors, Inc. | 4,561 | 63,000 | 0.14% | ||
| 27 | NEXT Financial Group, Inc | 4,432 | 61,000 | 0.13% | ||
| 28 | ENVESTNET ASSET MANAGEMENT INC | 3,204 | 44,000 | 0.10% | ||
| 29 | IFP ADVISORS, INC | 2,759 | 38,000 | 0.08% | ||
| 30 | BANK OF MONTREAL /CAN/ | 2,205 | 30,000 | 0.07% | ||
| 31 | CITIGROUP INC | 1,561 | 21,000 | 0.05% | ||
| 32 | MSI Financial Services Inc | 82 | 1,000 | 0.00% | ||
| 33 | SEI INVESTMENTS CO | 11 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
