| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,028,689 | 20,975,000 | 38.73% | ||
| 2 | MORGAN STANLEY | 373,909 | 7,624,000 | 14.08% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 317,853 | 6,482,000 | 11.97% | ||
| 4 | ROYAL BANK OF CANADA | 148,092 | 3,019,000 | 5.57% | ||
| 5 | Invesco Ltd. | 136,968 | 2,793,000 | 5.16% | ||
| 6 | ASHFORD CAPITAL MANAGEMENT INC | 133,394 | 2,720,000 | 5.02% | ||
| 7 | UBS Group AG | 109,649 | 2,236,000 | 4.13% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 64,626 | 1,318,000 | 2.43% | ||
| 9 | BANK OF MONTREAL /CAN/ | 50,364 | 1,027,000 | 1.90% | ||
| 10 | WELLS FARGO & COMPANY/MN | 50,283 | 1,025,000 | 1.89% | ||
| 11 | FIRST TRUST ADVISORS LP | 46,856 | 955,000 | 1.76% | ||
| 12 | SIT INVESTMENT ASSOCIATES INC | 39,555 | 807,000 | 1.49% | ||
| 13 | Investors Capital Advisory Services | 31,600 | 644,000 | 1.19% | ||
| 14 | Cambridge Investment Research Advisors, Inc. | 26,618 | 543,000 | 1.00% | ||
| 15 | Janney Montgomery Scott LLC | 24,710 | 504,000 | 0.93% | ||
| 16 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 19,190 | 391,000 | 0.72% | ||
| 17 | LPL Financial LLC | 17,776 | 368,000 | 0.68% | ||
| 18 | Koshinski Asset Management, Inc. | 15,528 | 317,000 | 0.59% | ||
| 19 | Shaker Financial Services, LLC | 11,252 | 229,000 | 0.42% | ||
| 20 | CITIGROUP INC | 7,966 | 162,000 | 0.30% | ||
| 21 | Clearbridge Investments, LLC | 548 | 11,000 | 0.02% | ||
| 22 | B. Riley Wealth Management, Inc. | 200 | 4,000 | 0.01% | ||
| 23 | BARCLAYS PLC | 64 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
