| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 670,350 | 16,799,000 | 27.06% | ||
| 2 | MORGAN STANLEY | 363,102 | 9,099,000 | 14.66% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 250,899 | 6,289,000 | 10.13% | ||
| 4 | 1607 Capital Partners, LLC | 194,905 | 4,884,000 | 7.87% | ||
| 5 | ROYAL BANK OF CANADA | 157,440 | 3,946,000 | 6.36% | ||
| 6 | UBS AG | 121,697 | 3,049,000 | 4.91% | ||
| 7 | BANK OF MONTREAL /CAN/ | 106,019 | 2,657,000 | 4.28% | ||
| 8 | WELLS FARGO & COMPANY/MN | 97,019 | 2,431,000 | 3.92% | ||
| 9 | ASHFORD CAPITAL MANAGEMENT INC | 96,659 | 2,422,000 | 3.90% | ||
| 10 | CORNERSTONE ADVISORS INC | 94,367 | 2,365,000 | 3.81% | ||
| 11 | FIRST TRUST ADVISORS LP | 50,304 | 1,261,000 | 2.03% | ||
| 12 | Invesco Ltd. | 49,658 | 1,244,000 | 2.00% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 49,262 | 1,235,000 | 1.99% | ||
| 14 | D.A. DAVIDSON & CO. | 43,078 | 1,079,000 | 1.74% | ||
| 15 | Yakira Capital Management, Inc. | 38,541 | 966,000 | 1.56% | SH | |
| 16 | Thomas J. Herzfeld Advisors, Inc. | 29,571 | 741,000 | 1.19% | ||
| 17 | Cambridge Investment Research Advisors, Inc. | 15,170 | 380,000 | 0.61% | ||
| 18 | LPL Financial LLC | 11,870 | 297,000 | 0.48% | ||
| 19 | Investors Capital Advisory Services | 11,507 | 288,000 | 0.46% | ||
| 20 | HighTower Advisors, LLC | 11,256 | 282,000 | 0.45% | ||
| 21 | RAYMOND JAMES & ASSOCIATES | 10,566 | 265,000 | 0.43% | ||
| 22 | CITIGROUP INC | 3,488 | 88,000 | 0.14% | ||
| 23 | Clearbridge Investments, LLC | 548 | 14,000 | 0.02% | ||
| 24 | B. Riley Wealth Management, Inc. | 200 | 5,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
