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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 86 Institutional holders with a total value of $374,373,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Ledyard National Bank 300 8,000 0.00%
3 CRIBSTONE CAPITAL MANAGEMENT, LLC 420 11,000 0.00%
4 D.A. DAVIDSON & CO. 500 12,000 0.00%
5 HUNTINGTON NATIONAL BANK 622 16,000 0.00% PRN
6 Financial Architects, Inc 1,149 29,000 0.01%
7 Barnett & Company, Inc. 1,500 38,000 0.01%
8 Advisory Services Network, LLC 2,150 54,000 0.01%
9 PNC FINANCIAL SERVICES GROUP, INC. 3,808 96,000 0.03%
10 Parasol Investment Management, LLC 5,150 130,000 0.03%
11 Capital Advisors, Ltd. LLC 5,941 150,000 0.04%
12 NEXT Financial Group, Inc 5,992 152,000 0.04%
13 Alexandria Capital, LLC 6,520 165,000 0.04%
14 MSI Financial Services Inc 6,601 167,000 0.04%
15 Segment Wealth Management, LLC 8,945 226,000 0.06%
16 TWO SIGMA SECURITIES, LLC 9,820 249,000 0.07%
17 FIRST AMERICAN TRUST, FSB 10,004 253,000 0.07%
18 GM Advisory Group, LLC 10,275 260,000 0.07%
19 Rehmann Capital Advisory Group 13,463 341,000 0.09%
20 Madden Advisory Services, Inc. 14,630 370,000 0.10%
21 Cetera Advisor Networks LLC 15,400 390,000 0.10%
22 SHINE INVESTMENT ADVISORY SERVICES INC 16,767 424,000 0.11%
23 Frontier Wealth Management LLC 18,277 463,000 0.12%
24 Camelot Portfolios, LLC 19,404 491,000 0.13%
25 Kovack Advisors, Inc. 19,723 499,000 0.13%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 21,459 543,000 0.15%
27 IMA Advisory Services, Inc. 22,076 559,000 0.15%
28 BANK OF MONTREAL /CAN/ 24,181 612,000 0.16%
29 Sigma Planning Corp 24,489 620,000 0.17%
30 Transamerica Financial Advisors, LLC 25,892 656,000 0.18%
31 RAYMOND JAMES & ASSOCIATES 28,649 725,000 0.19%
32 Bluefin Trading, LLC 29,479 746,000 0.20%
33 Carnegie Investment Counsel 30,755 777,000 0.21%
34 Confluence Wealth Management LLC 31,029 785,000 0.21%
35 STIFEL FINANCIAL CORP 33,544 848,000 0.23%
36 HighTower Advisors, LLC 33,798 854,000 0.23%
37 SUSQUEHANNA INTERNATIONAL GROUP, LLP 34,881 883,000 0.24%
38 ADVISOR GROUP, INC. 35,281 895,000 0.24%
39 INVESTMENT CENTERS OF AMERICA INC 38,250 965,000 0.26%
40 Carroll Financial Associates, Inc. 39,075 988,000 0.26%
41 CITADEL ADVISORS LLC 40,264 1,019,000 0.27%
42 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 40,573 1,027,000 0.27%
43 Advisory Alpha, LLC 41,401 1,048,000 0.28%
44 Ashfield Capital Partners, LLC 42,680 1,080,000 0.29%
45 Private Advisor Group, LLC 44,793 1,128,000 0.30%
46 Argentus Capital Management, LLC 49,751 1,259,000 0.34%
47 COURIER CAPITAL LLC 51,155 1,295,000 0.35%
48 CREDIT SUISSE AG/ 54,900 1,390,000 0.37%
49 IFP ADVISORS, INC 55,349 1,401,000 0.37%
50 AMERIPRISE FINANCIAL INC 61,738 1,563,000 0.42%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.