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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 14 Institutional holders with a total value of $22,978,587.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 446,697 12,459,000 54.22%
2 RAYMOND JAMES & ASSOCIATES 152,084 4,242,000 18.46%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 82,762 2,308,000 10.04%
4 Jefferies Group LLC 38,211 1,066,000 4.64%
5 SignalPoint Asset Management, LLC 36,303 1,013,000 4.41%
6 BANK OF AMERICA CORP /DE/ 18,941 528,000 2.30%
7 UBS Group AG 12,752 356,000 1.55%
8 ROYAL BANK OF CANADA 12,388 346,000 1.51%
9 LPL Financial LLC 11,836 330,000 1.44%
10 STIFEL FINANCIAL CORP 9,234 258,000 1.12%
11 NATIONAL PLANNING CORP 1,448 40,587 0.18%
12 WELLS FARGO & COMPANY/MN 822 23,000 0.10%
13 Burt Wealth Advisors 315 9,000 0.04%
14 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.