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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 25 Institutional holders with a total value of $33,081,041.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 370,817 11,332,000 34.26%
2 RAYMOND JAMES & ASSOCIATES 143,646 4,390,000 13.27%
3 SignalPoint Asset Management, LLC 108,090 3,380,000 10.22%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 87,101 2,662,000 8.05%
5 CITADEL ADVISORS LLC 57,943 1,771,000 5.35%
6 ENVESTNET ASSET MANAGEMENT INC 53,514 1,635,000 4.94%
7 JANE STREET GROUP, LLC 39,074 1,194,000 3.61%
8 ROYAL BANK OF CANADA 35,116 1,073,000 3.24%
9 RISK PARADIGM GROUP, LLC 33,771 1,032,041 3.12%
10 LPL Financial LLC 31,704 961,000 2.90%
11 MANAGED ACCOUNT ADVISORS LLC 23,832 728,000 2.20%
12 BANK OF AMERICA CORP /DE/ 19,740 603,000 1.82%
13 STIFEL FINANCIAL CORP 15,402 471,000 1.42%
14 UBS Group AG 14,565 445,000 1.35%
15 WELLS FARGO & COMPANY/MN 12,889 394,000 1.19%
16 Freedom Investment Management, Inc. 9,539 292,000 0.88%
17 OLD MISSION CAPITAL LLC 7,835 239,000 0.72%
18 Commonwealth Equity Services, Inc 7,438 227,000 0.69%
19 Burt Wealth Advisors 315 96,000 0.29%
20 D.A. DAVIDSON & CO. 2,600 79,000 0.24%
21 US BANCORP \DE\ 1,588 49,000 0.15%
22 MSI Financial Services Inc 362 11,000 0.03%
23 Johnson Financial Group, Inc. 336 10,000 0.03%
24 PNC FINANCIAL SERVICES GROUP, INC. 238 7,000 0.02%
25 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.