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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 25 Institutional holders with a total value of $15,077,675.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 233,226 6,339,000 42.04%
2 SignalPoint Asset Management, LLC 71,951 1,956,000 12.97%
3 UBS Group AG 45,454 1,235,000 8.19%
4 BANK OF AMERICA CORP /DE/ 33,727 917,000 6.08%
5 JANE STREET GROUP, LLC 30,165 820,000 5.44%
6 LPL Financial LLC 22,119 610,000 4.05%
7 OLD MISSION CAPITAL, LLC 19,013 517,000 3.43%
8 RISK PARADIGM GROUP, LLC 19,016 516,835 3.43%
9 Raymond James Financial Services Advisors, Inc. 16,370 445,000 2.95%
10 STIFEL FINANCIAL CORP 15,813 429,000 2.85%
11 ROYAL BANK OF CANADA 11,044 300,000 1.99%
12 CREDIT SUISSE AG/ 10,105 275,000 1.82%
13 AMERIPRISE FINANCIAL INC 8,024 218,000 1.45%
14 FIFTH THIRD BANCORP 7,135 194,000 1.29%
15 SG Americas Securities, LLC 4,217 115,000 0.76%
16 D.A. DAVIDSON & CO. 2,600 70,000 0.46%
17 ADVISOR GROUP, INC. 2,000 54,000 0.36%
18 WELLS FARGO & COMPANY/MN 875 24,000 0.16%
19 RPG FAMILY WEALTH ADVISORY, LLC 730 19,840 0.13%
20 Burt Wealth Advisors 315 9,000 0.06%
21 Tower Research Capital LLC (TRC) 300 8,000 0.05%
22 MSI Financial Services Inc 99 3,000 0.02%
23 CITIGROUP INC 89 2,000 0.01%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 50 1,000 0.01%
25 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.