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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 25 Institutional holders with a total value of $17,751,036.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 225,950 6,839,000 38.53%
2 SignalPoint Asset Management, LLC 74,760 2,263,000 12.75%
3 UBS Group AG 48,536 1,469,000 8.28%
4 AMERIPRISE FINANCIAL INC 34,509 1,044,000 5.88%
5 BANK OF AMERICA CORP /DE/ 31,112 942,000 5.31%
6 ENVESTNET ASSET MANAGEMENT INC 25,011 757,000 4.26%
7 RISK PARADIGM GROUP, LLC 23,195 702,036 3.95%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 21,289 646,000 3.64%
9 OLD MISSION CAPITAL LLC 21,052 637,000 3.59%
10 LPL Financial LLC 17,467 525,000 2.96%
11 STIFEL FINANCIAL CORP 15,656 471,000 2.65%
12 JANE STREET GROUP, LLC 13,594 411,000 2.32%
13 ROYAL BANK OF CANADA 10,227 310,000 1.75%
14 Commonwealth Equity Services, Inc 7,040 213,000 1.20%
15 OPPENHEIMER & CO INC 7,000 212,000 1.19%
16 SG Americas Securities, LLC 4,217 128,000 0.72%
17 D.A. DAVIDSON & CO. 2,600 78,000 0.44%
18 ADVISOR GROUP, INC. 2,000 61,000 0.34%
19 WELLS FARGO & COMPANY/MN 673 20,000 0.11%
20 Burt Wealth Advisors 315 9,000 0.05%
21 Tower Research Capital LLC (TRC) 231 7,000 0.04%
22 CITIGROUP INC 89 3,000 0.02%
23 MSI Financial Services Inc 57 2,000 0.01%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 50 2,000 0.01%
25 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.