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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 23 Institutional holders with a total value of $27,676,586.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 295,841 9,251,000 33.43%
2 RAYMOND JAMES & ASSOCIATES 144,414 4,516,000 16.32%
3 SignalPoint Asset Management, LLC 108,090 3,380,000 12.21%
4 Beaumont Financial Partners, LLC 62,556 1,956,000 7.07%
5 JANE STREET GROUP, LLC 55,601 1,739,000 6.28%
6 ENVESTNET ASSET MANAGEMENT INC 55,597 1,738,000 6.28%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 40,826 1,277,000 4.61%
8 RISK PARADIGM GROUP, LLC 31,169 974,586 3.52%
9 LPL Financial LLC 20,236 634,000 2.29%
10 STIFEL FINANCIAL CORP 15,807 494,000 1.78%
11 UBS Group AG 12,199 381,000 1.38%
12 ROYAL BANK OF CANADA 10,568 330,000 1.19%
13 MANAGED ACCOUNT ADVISORS LLC 9,714 304,000 1.10%
14 Commonwealth Equity Services, Inc 7,057 221,000 0.80%
15 Freedom Investment Management, Inc. 6,851 214,000 0.77%
16 BANK OF AMERICA CORP /DE/ 5,345 167,000 0.60%
17 US BANCORP \DE\ 1,588 50,000 0.18%
18 WELLS FARGO & COMPANY/MN 656 21,000 0.08%
19 Johnson Financial Group, Inc. 336 11,000 0.04%
20 Burt Wealth Advisors 315 9,000 0.03%
21 PNC FINANCIAL SERVICES GROUP, INC. 238 7,000 0.03%
22 Regal Investment Advisors LLC 60 2,000 0.01%
23 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.