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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 18 Institutional holders with a total value of $22,714,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 287,700 7,760,000 34.16%
2 Freedom Investment Management, Inc. 294,383 3,365,000 14.81%
3 SignalPoint Asset Management, LLC 116,702 3,147,000 13.85%
4 BANK OF AMERICA CORP /DE/ 67,035 1,808,000 7.96%
5 JANE STREET GROUP, LLC 61,380 1,655,000 7.29%
6 LPL Financial LLC 34,390 970,000 4.27%
7 CITADEL ADVISORS LLC 31,728 856,000 3.77%
8 ENVESTNET ASSET MANAGEMENT INC 27,758 749,000 3.30%
9 AMERIPRISE FINANCIAL INC 24,737 667,000 2.94%
10 UBS Group AG 20,986 566,000 2.49%
11 STIFEL FINANCIAL CORP 15,018 405,000 1.78%
12 OLD MISSION CAPITAL LLC 12,521 338,000 1.49%
13 ROYAL BANK OF CANADA 10,852 293,000 1.29%
14 D.A. DAVIDSON & CO. 2,600 70,000 0.31%
15 WELLS FARGO & COMPANY/MN 1,743 47,000 0.21%
16 Johnson Financial Group, Inc. 356 10,000 0.04%
17 Burt Wealth Advisors 315 8,000 0.04%
18 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.