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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 22 Institutional holders with a total value of $17,612,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 220,505 6,251,000 35.49%
2 SignalPoint Asset Management, LLC 64,424 1,827,000 10.37%
3 BANK OF AMERICA CORP /DE/ 58,813 1,667,000 9.47%
4 LPL Financial LLC 50,176 1,380,000 7.84%
5 UBS Group AG 40,047 1,136,000 6.45%
6 JANE STREET GROUP, LLC 38,443 1,090,000 6.19%
7 CITADEL ADVISORS LLC 31,911 909,000 5.16%
8 AMERIPRISE FINANCIAL INC 30,288 859,000 4.88%
9 OLD MISSION CAPITAL LLC 28,941 821,000 4.66%
10 ENVESTNET ASSET MANAGEMENT INC 27,625 783,000 4.45%
11 STIFEL FINANCIAL CORP 15,770 447,000 2.54%
12 Commonwealth Equity Services, Inc 7,040 200,000 1.14%
13 ROYAL BANK OF CANADA 4,205 119,000 0.68%
14 D.A. DAVIDSON & CO. 2,600 73,000 0.41%
15 WELLS FARGO & COMPANY/MN 751 21,000 0.12%
16 Tower Research Capital LLC (TRC) 509 14,000 0.08%
17 Burt Wealth Advisors 315 9,000 0.05%
18 CITIGROUP INC 89 3,000 0.02%
19 MSI Financial Services Inc 57 2,000 0.01%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 50 1,000 0.01%
21 Parallax Volatility Advisers, L.P. 1 0 0.00%
22 IFP ADVISORS, INC 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.