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FIRST TRUST EXCHANGE TRADED ALPHADEX FUND II ASIA PAC EX
FIRST TRUST EXCHANGE TRADED ALPHADEX FUND II ASIA PAC EX. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 14 Institutional holders with a total value of $22,978,587.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 446,697 12,459,000 54.22%
2 RAYMOND JAMES & ASSOCIATES 152,084 4,242,000 18.46%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 82,762 2,308,000 10.04%
4 Jefferies Group LLC 38,211 1,066,000 4.64%
5 SignalPoint Asset Management, LLC 36,303 1,013,000 4.41%
6 BANK OF AMERICA CORP /DE/ 18,941 528,000 2.30%
7 UBS Group AG 12,752 356,000 1.55%
8 ROYAL BANK OF CANADA 12,388 346,000 1.51%
9 LPL Financial LLC 11,836 330,000 1.44%
10 STIFEL FINANCIAL CORP 9,234 258,000 1.12%
11 NATIONAL PLANNING CORP 1,448 40,587 0.18%
12 WELLS FARGO & COMPANY/MN 822 23,000 0.10%
13 Burt Wealth Advisors 315 9,000 0.04%
14 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.