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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 23 Institutional holders with a total value of $17,113,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 LADENBURG THALMANN FINANCIAL SERVICES INC. 50 1,000 0.01%
3 CITIGROUP INC 89 2,000 0.01%
4 MSI Financial Services Inc 57 2,000 0.01%
5 Burt Wealth Advisors 315 8,000 0.05%
6 Tower Research Capital LLC (TRC) 365 10,000 0.06%
7 WELLS FARGO & COMPANY/MN 714 20,000 0.12%
8 ADVISOR GROUP, INC. 2,000 55,000 0.32%
9 D.A. DAVIDSON & CO. 2,600 71,000 0.41%
10 SG Americas Securities, LLC 4,217 116,000 0.68%
11 SOCIETE GENERALE 4,217 116,000 0.68%
12 ROYAL BANK OF CANADA 9,548 263,000 1.54%
13 STIFEL FINANCIAL CORP 15,872 437,000 2.55%
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 18,877 518,000 3.03%
15 LPL Financial LLC 22,027 605,000 3.54%
16 ENVESTNET ASSET MANAGEMENT INC 26,701 735,000 4.29%
17 AMERIPRISE FINANCIAL INC 34,144 940,000 5.49%
18 UBS Group AG 40,032 1,101,000 6.43%
19 JANE STREET GROUP, LLC 40,194 1,106,000 6.46%
20 BANK OF AMERICA CORP /DE/ 42,696 1,175,000 6.87%
21 SignalPoint Asset Management, LLC 60,047 1,652,000 9.65%
22 OLD MISSION CAPITAL LLC 68,311 1,880,000 10.99%
23 MORGAN STANLEY 228,921 6,300,000 36.81%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.