| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Thomas J. Herzfeld Advisors, Inc. | 914,782 | 6,477,000 | 72.68% | ||
| 2 | Bulldog Investors, LLP | 96,306 | 682,000 | 7.65% | ||
| 3 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 80,850 | 573,000 | 6.43% | ||
| 4 | DOLIVER ADVISORS, LP | 35,182 | 249,000 | 2.79% | ||
| 5 | LPL Financial LLC | 34,985 | 243,000 | 2.73% | ||
| 6 | Shaker Financial Services, LLC | 29,128 | 206,000 | 2.31% | ||
| 7 | RAYMOND JAMES & ASSOCIATES | 26,350 | 187,000 | 2.10% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 9,479 | 67,000 | 0.75% | ||
| 9 | MORGAN STANLEY | 7,692 | 54,000 | 0.61% | ||
| 10 | CWM, LLC | 7,100 | 50,000 | 0.56% | ||
| 11 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 4,930 | 35,000 | 0.39% | ||
| 12 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,208 | 22,000 | 0.25% | ||
| 13 | Sandy Spring Bank | 2,667 | 19,000 | 0.21% | ||
| 14 | Gramercy Funds Management LLC | 2,390 | 17,000 | 0.19% | ||
| 15 | D.A. DAVIDSON & CO. | 1,538 | 10,000 | 0.11% | ||
| 16 | ROYAL BANK OF CANADA | 1,150 | 8,000 | 0.09% | ||
| 17 | REILLY FINANCIAL ADVISORS, LLC | 1,000 | 7,000 | 0.08% | ||
| 18 | Creative Planning | 500 | 4,000 | 0.04% | ||
| 19 | WELLS FARGO & COMPANY/MN | 304 | 2,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
