| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Opaleye Management Inc. | 560,000 | 4,200,000 | 54.32% | ||
| 2 | Granite Investment Partners, LLC | 120,791 | 906,000 | 11.72% | ||
| 3 | VANGUARD GROUP INC | 87,670 | 658,000 | 8.51% | ||
| 4 | BARD ASSOCIATES INC | 76,128 | 571,000 | 7.38% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 75,949 | 570,000 | 7.37% | ||
| 6 | REGIONS FINANCIAL CORP | 30,500 | 229,000 | 2.96% | ||
| 7 | MARATHON CAPITAL MANAGEMENT | 25,000 | 188,000 | 2.43% | ||
| 8 | BlackRock Fund Advisors | 19,234 | 144,000 | 1.86% | ||
| 9 | GOLDMAN SACHS GROUP INC | 15,613 | 117,000 | 1.51% | ||
| 10 | Virtu KCG Holdings LLC | 12,157 | 91,000 | 1.18% | ||
| 11 | UBS Group AG | 2,869 | 22,000 | 0.28% | ||
| 12 | MORGAN STANLEY | 1,696 | 13,000 | 0.17% | ||
| 13 | BlackRock Investment Management, LLC | 1,162 | 9,000 | 0.12% | ||
| 14 | Creative Planning | 750 | 6,000 | 0.08% | ||
| 15 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 779 | 6,000 | 0.08% | ||
| 16 | Tower Research Capital LLC (TRC) | 232 | 2,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
