| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Opaleye Management Inc. | 1,267,500 | 4,766,000 | 38.56% | ||
| 2 | MARATHON ASSET MANAGEMENT LP | 833,333 | 3,133,000 | 25.35% | ||
| 3 | INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC | 622,744 | 2,342,000 | 18.95% | ||
| 4 | VANGUARD GROUP INC | 168,584 | 634,000 | 5.13% | ||
| 5 | Granite Investment Partners, LLC | 155,190 | 584,000 | 4.73% | ||
| 6 | BARD ASSOCIATES INC | 65,500 | 246,000 | 1.99% | ||
| 7 | NORTHERN TRUST CORP | 43,667 | 164,000 | 1.33% | ||
| 8 | BlackRock Fund Advisors | 32,979 | 124,000 | 1.00% | ||
| 9 | CORRADO ADVISORS, LLC | 31,107 | 117,000 | 0.95% | ||
| 10 | MARATHON CAPITAL MANAGEMENT | 25,000 | 94,000 | 0.76% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 17,797 | 67,000 | 0.54% | ||
| 12 | GEODE CAPITAL MANAGEMENT, LLC | 17,570 | 66,000 | 0.53% | ||
| 13 | PNC FINANCIAL SERVICES GROUP, INC. | 2,000 | 8,000 | 0.06% | ||
| 14 | BlackRock Investment Management, LLC | 1,966 | 7,000 | 0.06% | ||
| 15 | Creative Planning | 750 | 3,000 | 0.02% | ||
| 16 | Tower Research Capital LLC (TRC) | 548 | 2,000 | 0.02% | ||
| 17 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 169 | 1,000 | 0.01% | ||
| 18 | WOLVERINE TRADING LP /BD | 127 | 470 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
