| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Opaleye Management Inc. | 687,100 | 5,490,000 | 60.28% | ||
| 2 | Granite Investment Partners, LLC | 162,490 | 1,298,000 | 14.25% | ||
| 3 | VANGUARD GROUP INC | 87,670 | 699,000 | 7.68% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 75,949 | 607,000 | 6.67% | ||
| 5 | REGIONS FINANCIAL CORP | 30,500 | 244,000 | 2.68% | ||
| 6 | Granite Point Capital Management, L.P. | 30,094 | 240,000 | 2.64% | ||
| 7 | MARATHON CAPITAL MANAGEMENT | 25,000 | 200,000 | 2.20% | ||
| 8 | BlackRock Fund Advisors | 18,018 | 144,000 | 1.58% | ||
| 9 | GOLDMAN SACHS GROUP INC | 15,740 | 126,000 | 1.38% | ||
| 10 | Financial Architects, Inc | 4,000 | 32,000 | 0.35% | ||
| 11 | BlackRock Investment Management, LLC | 1,162 | 9,000 | 0.10% | ||
| 12 | Creative Planning | 750 | 6,000 | 0.07% | ||
| 13 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 779 | 6,000 | 0.07% | ||
| 14 | Tower Research Capital LLC (TRC) | 460 | 4,000 | 0.04% | ||
| 15 | UBS Group AG | 242 | 2,000 | 0.02% | ||
| 16 | MORGAN STANLEY | 16 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
