| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Opaleye Management Inc. | 1,205,000 | 7,736,000 | 69.73% | ||
| 2 | Granite Investment Partners, LLC | 180,768 | 1,160,000 | 10.46% | ||
| 3 | VANGUARD GROUP INC | 92,866 | 599,000 | 5.40% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 64,699 | 415,000 | 3.74% | ||
| 5 | REGIONS FINANCIAL CORP | 30,500 | 196,000 | 1.77% | ||
| 6 | MARATHON CAPITAL MANAGEMENT | 25,000 | 161,000 | 1.45% | ||
| 7 | NORTHERN TRUST CORP | 24,789 | 159,000 | 1.43% | ||
| 8 | BlackRock Fund Advisors | 21,908 | 141,000 | 1.27% | ||
| 9 | Granite Point Capital Management, L.P. | 20,405 | 132,000 | 1.19% | ||
| 10 | RENAISSANCE TECHNOLOGIES LLC | 20,200 | 130,000 | 1.17% | ||
| 11 | DEUTSCHE BANK AG\ | 12,593 | 80,000 | 0.72% | ||
| 12 | GEODE CAPITAL MANAGEMENT, LLC | 11,869 | 76,000 | 0.69% | ||
| 13 | GOLDMAN SACHS GROUP INC | 11,372 | 73,000 | 0.66% | ||
| 14 | Tower Research Capital LLC (TRC) | 3,054 | 20,000 | 0.18% | ||
| 15 | BlackRock Investment Management, LLC | 1,081 | 7,000 | 0.06% | ||
| 16 | Creative Planning | 750 | 5,000 | 0.05% | ||
| 17 | Crosspoint Capital Strategies, LLC | 400 | 3,000 | 0.03% | ||
| 18 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 169 | 1,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
