| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Opaleye Management Inc. | 1,215,381 | 4,631,000 | 37.19% | ||
| 2 | MARATHON ASSET MANAGEMENT LP | 833,333 | 3,175,000 | 25.50% | ||
| 3 | INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC | 622,744 | 2,373,000 | 19.06% | ||
| 4 | VANGUARD GROUP INC | 184,984 | 705,000 | 5.66% | ||
| 5 | Granite Investment Partners, LLC | 160,876 | 613,000 | 4.92% | ||
| 6 | BARD ASSOCIATES INC | 65,500 | 250,000 | 2.01% | ||
| 7 | NORTHERN TRUST CORP | 45,467 | 173,000 | 1.39% | ||
| 8 | BlackRock Fund Advisors | 37,907 | 144,000 | 1.16% | ||
| 9 | CORRADO ADVISORS, LLC | 33,097 | 126,000 | 1.01% | ||
| 10 | MARATHON CAPITAL MANAGEMENT | 25,000 | 95,000 | 0.76% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 17,721 | 68,000 | 0.55% | ||
| 12 | GEODE CAPITAL MANAGEMENT, LLC | 17,617 | 67,000 | 0.54% | ||
| 13 | MORGAN STANLEY | 2,500 | 10,000 | 0.08% | ||
| 14 | BlackRock Investment Management, LLC | 1,966 | 7,000 | 0.06% | ||
| 15 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,000 | 4,000 | 0.03% | ||
| 16 | Tower Research Capital LLC (TRC) | 825 | 3,000 | 0.02% | ||
| 17 | Creative Planning | 750 | 3,000 | 0.02% | ||
| 18 | UBS Group AG | 878 | 3,000 | 0.02% | ||
| 19 | CITIGROUP INC | 250 | 1,000 | 0.01% | ||
| 20 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 169 | 1,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
