| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Opaleye Management Inc. | 1,205,000 | 9,797,000 | 74.34% | ||
| 2 | Granite Investment Partners, LLC | 129,627 | 1,054,000 | 8.00% | ||
| 3 | VANGUARD GROUP INC | 89,966 | 731,000 | 5.55% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 64,699 | 526,000 | 3.99% | ||
| 5 | REGIONS FINANCIAL CORP | 30,500 | 248,000 | 1.88% | ||
| 6 | MARATHON CAPITAL MANAGEMENT | 25,000 | 203,000 | 1.54% | ||
| 7 | Granite Point Capital Management, L.P. | 22,673 | 184,000 | 1.40% | ||
| 8 | BlackRock Fund Advisors | 20,474 | 166,000 | 1.26% | ||
| 9 | GOLDMAN SACHS GROUP INC | 14,306 | 116,000 | 0.88% | ||
| 10 | RENAISSANCE TECHNOLOGIES LLC | 11,000 | 89,000 | 0.68% | ||
| 11 | Financial Architects, Inc | 4,000 | 33,000 | 0.25% | ||
| 12 | DEUTSCHE BANK AG\ | 2,800 | 22,000 | 0.17% | ||
| 13 | BlackRock Investment Management, LLC | 1,081 | 9,000 | 0.07% | ||
| 14 | Tower Research Capital LLC (TRC) | 103 | 1,000 | 0.01% | ||
| 15 | MORGAN STANLEY | 17 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
