| 1 |
Opaleye Management Inc. |
1,250,000 |
4,963,000 |
33.49% |
|
|
| 2 |
INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC |
622,744 |
4,316,000 |
29.12% |
|
|
| 3 |
MARATHON ASSET MANAGEMENT LP |
833,333 |
3,309,000 |
22.33% |
|
|
| 4 |
VANGUARD GROUP INC |
165,753 |
658,000 |
4.44% |
|
|
| 5 |
Granite Investment Partners, LLC |
151,510 |
602,000 |
4.06% |
|
|
| 6 |
BARD ASSOCIATES INC |
65,500 |
260,000 |
1.75% |
|
|
| 7 |
NORTHERN TRUST CORP |
43,667 |
174,000 |
1.17% |
|
|
| 8 |
REGIONS FINANCIAL CORP |
30,500 |
121,000 |
0.82% |
|
|
| 9 |
MARATHON CAPITAL MANAGEMENT |
25,000 |
99,000 |
0.67% |
|
|
| 10 |
BlackRock Fund Advisors |
20,679 |
82,000 |
0.55% |
|
|
| 11 |
BANK OF AMERICA CORP /DE/ |
17,721 |
70,000 |
0.47% |
|
|
| 12 |
GEODE CAPITAL MANAGEMENT, LLC |
17,570 |
69,000 |
0.47% |
|
|
| 13 |
ROYAL BANK OF CANADA |
15,316 |
61,000 |
0.41% |
|
|
| 14 |
UBS Group AG |
2,461 |
10,000 |
0.07% |
|
|
| 15 |
PNC FINANCIAL SERVICES GROUP, INC. |
2,000 |
8,000 |
0.05% |
|
|
| 16 |
BlackRock Investment Management, LLC |
1,472 |
6,000 |
0.04% |
|
|
| 17 |
MORGAN STANLEY |
1,011 |
4,000 |
0.03% |
|
|
| 18 |
Creative Planning |
750 |
3,000 |
0.02% |
|
|
| 19 |
Tower Research Capital LLC (TRC) |
570 |
2,000 |
0.01% |
|
|
| 20 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
169 |
1,000 |
0.01% |
|
|
| 21 |
Formidable Asset Management, LLC |
300 |
1,000 |
0.01% |
|
|
