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JOHN HANCOCK HDG EQ & INC FD
JOHN HANCOCK HDG EQ & INC FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 21 Institutional holders with a total value of $55,589,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 1,151,517 20,117,000 36.19%
2 WELLS FARGO & COMPANY/MN 980,845 17,135,000 30.82%
3 MORGAN STANLEY 427,772 7,473,000 13.44%
4 Invesco Ltd. 403,084 7,042,000 12.67%
5 UBS AG 71,587 1,251,000 2.25%
6 ROYAL BANK OF CANADA 45,122 788,000 1.42%
7 BANK OF AMERICA CORP /DE/ 35,032 612,000 1.10%
8 Shaker Financial Services, LLC 29,126 509,000 0.92%
9 LPL Financial LLC 15,965 277,000 0.50%
10 DEUTSCHE BANK AG\ 6,070 106,000 0.19%
11 MANUFACTURERS LIFE INSURANCE COMPANY, THE 5,000 94,000 0.17%
12 CITIGROUP INC 2,408 42,000 0.08%
13 Tower Research Capital LLC (TRC) 2,403 42,000 0.08%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,635 29,000 0.05%
15 NEW ENGLAND SECURITIES CORP /MA/ 1,500 26,000 0.05%
16 PNC FINANCIAL SERVICES GROUP, INC. 1,000 17,000 0.03%
17 FineMark National Bank & Trust 511 9,000 0.02%
18 BOSTON PRIVATE BANK & TRUST CO 315 6,000 0.01%
19 Alerus Investment Advisors Corp 325 6,000 0.01%
20 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 212 4,000 0.01%
21 Ground Swell Capital, LLC 220 4,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.