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JOHN HANCOCK HDG EQ & INC FD
JOHN HANCOCK HDG EQ & INC FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 27 Institutional holders with a total value of $39,383,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 762,228 11,022,000 27.99%
2 WELLS FARGO & COMPANY/MN 610,181 8,823,000 22.40%
3 MORGAN STANLEY 421,260 6,091,000 15.47%
4 Invesco Ltd. 341,069 4,932,000 12.52%
5 WOLVERINE ASSET MANAGEMENT LLC 102,945 1,488,000 3.78%
6 LPL Financial LLC 98,418 1,409,000 3.58%
7 UBS Group AG 71,427 1,033,000 2.62%
8 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 56,898 823,000 2.09%
9 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 43,292 626,000 1.59%
10 SG Americas Securities, LLC 35,994 520,000 1.32%
11 CORNERSTONE ADVISORS INC 31,317 453,000 1.15%
12 Commonwealth Equity Services, Inc 25,205 364,000 0.92%
13 FIDUCIARY TRUST CO 20,000 289,000 0.73%
14 DOLIVER ADVISORS, LP 18,039 261,000 0.66%
15 ROYAL BANK OF CANADA 18,001 260,000 0.66%
16 BANK OF AMERICA CORP /DE/ 17,564 254,000 0.64%
17 Squarepoint Ops LLC 14,200 205,000 0.52%
18 Weiss Asset Management LP 13,710 198,000 0.50%
19 DEUTSCHE BANK AG\ 6,120 88,000 0.22%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,253 76,000 0.19%
21 MANUFACTURERS LIFE INSURANCE COMPANY, THE 5,000 72,000 0.18%
22 MSI Financial Services Inc 2,600 38,000 0.10%
23 CITIGROUP INC 1,550 22,000 0.06%
24 Creative Planning 1,225 18,000 0.05%
25 Carroll Financial Associates, Inc. 884 12,000 0.03%
26 Alerus Investment Advisors Corp 325 5,000 0.01%
27 Tower Research Capital LLC (TRC) 100 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.