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JOHN HANCOCK HDG EQ & INC FD
JOHN HANCOCK HDG EQ & INC FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 24 Institutional holders with a total value of $51,658,571.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 1,019,958 16,646,000 32.22%
2 WELLS FARGO & COMPANY/MN 921,278 15,035,000 29.10%
3 MORGAN STANLEY 425,873 6,950,000 13.45%
4 Invesco Ltd. 409,864 6,689,000 12.95%
5 Shaker Financial Services, LLC 96,312 1,572,000 3.04%
6 UBS Group AG 81,630 1,332,000 2.58%
7 WOLVERINE ASSET MANAGEMENT LLC 54,605 891,000 1.72%
8 ROYAL BANK OF CANADA 46,229 755,000 1.46%
9 DOLIVER ADVISORS, LP 24,691 402,000 0.78%
10 Commonwealth Equity Services, Inc 24,521 400,000 0.77%
11 BANK OF AMERICA CORP /DE/ 17,717 289,000 0.56%
12 LPL Financial LLC 17,461 285,000 0.55%
13 DEUTSCHE BANK AG\ 6,930 113,000 0.22%
14 MANUFACTURERS LIFE INSURANCE COMPANY, THE 5,000 91,000 0.18%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,460 89,000 0.17%
16 Creative Planning 1,691 28,000 0.05%
17 CITIGROUP INC 1,550 25,000 0.05%
18 NEW ENGLAND SECURITIES CORP /MA/ 1,400 23,000 0.04%
19 NATIONAL PLANNING CORP 775 12,571 0.02%
20 Tower Research Capital LLC (TRC) 598 10,000 0.02%
21 FineMark National Bank & Trust 511 8,000 0.02%
22 Alerus Investment Advisors Corp 325 5,000 0.01%
23 BOSTON PRIVATE BANK & TRUST CO 315 5,000 0.01%
24 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 212 3,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.