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JOHN HANCOCK HDG EQ & INC FD
JOHN HANCOCK HDG EQ & INC FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 24 Institutional holders with a total value of $52,015,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 952,346 15,637,000 30.06%
2 Advisors Asset Management, Inc. 904,138 14,846,000 28.54%
3 MORGAN STANLEY 403,373 6,624,000 12.73%
4 Invesco Ltd. 390,716 6,415,000 12.33%
5 Shaker Financial Services, LLC 147,938 2,429,000 4.67%
6 WOLVERINE ASSET MANAGEMENT LLC 101,585 1,668,000 3.21%
7 UBS Group AG 80,784 1,326,000 2.55%
8 ROYAL BANK OF CANADA 45,026 739,000 1.42%
9 DEUTSCHE BANK AG\ 29,200 478,000 0.92%
10 Commonwealth Equity Services, Inc 26,021 427,000 0.82%
11 FIDUCIARY TRUST CO 20,000 328,000 0.63%
12 LPL Financial LLC 19,620 322,000 0.62%
13 BANK OF AMERICA CORP /DE/ 17,371 285,000 0.55%
14 DOLIVER ADVISORS, LP 13,213 217,000 0.42%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,010 82,000 0.16%
16 MANUFACTURERS LIFE INSURANCE COMPANY, THE 5,000 82,000 0.16%
17 Creative Planning 1,725 28,000 0.05%
18 CITIGROUP INC 1,557 25,000 0.05%
19 MSI Financial Services Inc 1,400 23,000 0.04%
20 Tower Research Capital LLC (TRC) 602 10,000 0.02%
21 FineMark National Bank & Trust 511 8,000 0.02%
22 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 412 6,000 0.01%
23 BOSTON PRIVATE BANK & TRUST CO 315 5,000 0.01%
24 Alerus Investment Advisors Corp 325 5,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.