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JOHN HANCOCK HDG EQ & INC FD
JOHN HANCOCK HDG EQ & INC FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 25 Institutional holders with a total value of $41,508,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 779,762 12,664,000 30.51%
2 Advisors Asset Management, Inc. 770,263 12,509,000 30.14%
3 Invesco Ltd. 386,007 6,269,000 15.10%
4 WELLS FARGO & COMPANY/MN 355,259 5,770,000 13.90%
5 UBS Group AG 82,842 1,345,000 3.24%
6 Commonwealth Equity Services, Inc 28,646 465,000 1.12%
7 STIFEL FINANCIAL CORP 23,761 384,000 0.93%
8 ROYAL BANK OF CANADA 21,058 342,000 0.82%
9 FIDUCIARY TRUST CO 20,000 325,000 0.78%
10 BANK OF AMERICA CORP /DE/ 15,560 253,000 0.61%
11 LPL Financial LLC 13,377 213,000 0.51%
12 STRATEGIC FINANCIAL GROUP, LLC 13,000 211,000 0.51% PRN
13 RAYMOND JAMES & ASSOCIATES 10,500 171,000 0.41%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 9,911 161,000 0.39%
15 ADVISOR GROUP, INC. 6,300 102,000 0.25%
16 MANUFACTURERS LIFE INSURANCE COMPANY, THE 5,000 81,000 0.20%
17 IFP ADVISORS, INC 3,820 62,000 0.15%
18 ENVESTNET ASSET MANAGEMENT INC 2,779 45,000 0.11%
19 MSI Financial Services Inc 2,600 42,000 0.10%
20 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 1,556 26,000 0.06%
21 CITIGROUP INC 1,565 25,000 0.06%
22 Creative Planning 1,191 19,000 0.05%
23 Carroll Financial Associates, Inc. 884 14,000 0.03%
24 Tower Research Capital LLC (TRC) 630 10,000 0.02%
25 SEI INVESTMENTS CO 9 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.