| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Horizon Kinetics LLC | 623,027 | 6,878,000 | 18.90% | ||
| 2 | DEAN INVESTMENT ASSOCIATES, LLC | 520,240 | 5,743,000 | 15.78% | ||
| 3 | Trust Asset Management LLC | 362,921 | 4,007,000 | 11.01% | ||
| 4 | Advisors Asset Management, Inc. | 304,770 | 3,365,000 | 9.25% | ||
| 5 | MARINER INVESTMENT GROUP LLC | 277,155 | 3,060,000 | 8.41% | ||
| 6 | REGENTATLANTIC CAPITAL LLC | 215 | 2,951,000 | 8.11% | ||
| 7 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 177,236 | 1,957,000 | 5.38% | ||
| 8 | UBS Group AG | 164,310 | 1,814,000 | 4.99% | ||
| 9 | CREDIT SUISSE AG/ | 116,750 | 1,289,000 | 3.54% | ||
| 10 | Yorktown Management & Research Co Inc | 115,000 | 1,270,000 | 3.49% | ||
| 11 | MORGAN STANLEY | 113,831 | 1,257,000 | 3.45% | ||
| 12 | LPL Financial LLC | 84,264 | 931,000 | 2.56% | ||
| 13 | HUNTINGTON NATIONAL BANK | 45,430 | 502,000 | 1.38% | PRN | |
| 14 | Hilltop Holdings Inc. | 26,815 | 296,000 | 0.81% | ||
| 15 | GUGGENHEIM CAPITAL LLC | 24,284 | 268,000 | 0.74% | ||
| 16 | Commonwealth Equity Services, Inc | 15,389 | 170,000 | 0.47% | ||
| 17 | Summit Financial Wealth Advisors, LLC | 14,500 | 160,000 | 0.44% | ||
| 18 | STIFEL FINANCIAL CORP | 12,495 | 138,000 | 0.38% | ||
| 19 | WELLS FARGO & COMPANY/MN | 8,001 | 88,000 | 0.24% | ||
| 20 | Invesco Ltd. | 4,246 | 47,000 | 0.13% | ||
| 21 | ROYAL BANK OF CANADA | 4,000 | 43,000 | 0.12% | ||
| 22 | Thomas J. Herzfeld Advisors, Inc. | 3,000 | 33,000 | 0.09% | ||
| 23 | BANK OF AMERICA CORP /DE/ | 2,753 | 30,000 | 0.08% | ||
| 24 | SEI INVESTMENTS CO | 2,335 | 26,000 | 0.07% | ||
| 25 | WFG Advisors, LP | 1,975 | 22,000 | 0.06% | ||
| 26 | D.A. DAVIDSON & CO. | 1,500 | 16,000 | 0.04% | ||
| 27 | GUPTA WEALTH MANAGEMENT LLC | 1,077 | 12,000 | 0.03% | ||
| 28 | Tower Research Capital LLC (TRC) | 686 | 8,000 | 0.02% | ||
| 29 | NEXT Financial Group, Inc | 540 | 5,000 | 0.01% | ||
| 30 | FIRST MANHATTAN CO. LLC. | 2 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
