| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Horizon Kinetics LLC | 724,102 | 8,364,000 | 25.85% | ||
| 2 | DEAN INVESTMENT ASSOCIATES, LLC | 507,247 | 5,859,000 | 18.10% | ||
| 3 | Advisors Asset Management, Inc. | 407,967 | 4,712,000 | 14.56% | ||
| 4 | Trust Asset Management LLC | 175,422 | 2,109,000 | 6.52% | ||
| 5 | Bain Capital Credit, LP | 154,733 | 1,787,000 | 5.52% | ||
| 6 | UBS AG | 132,169 | 1,526,000 | 4.72% | ||
| 7 | MARINER INVESTMENT GROUP LLC | 131,594 | 1,520,000 | 4.70% | ||
| 8 | CREDIT SUISSE AG/ | 128,112 | 1,480,000 | 4.57% | ||
| 9 | Saba Capital Management, L.P. | 95,095 | 1,098,000 | 3.39% | ||
| 10 | MORGAN STANLEY | 72,055 | 832,000 | 2.57% | ||
| 11 | Invesco Ltd. | 50,205 | 580,000 | 1.79% | ||
| 12 | LPL Financial LLC | 45,529 | 530,000 | 1.64% | ||
| 13 | Shaker Financial Services, LLC | 42,917 | 496,000 | 1.53% | ||
| 14 | HUNTINGTON NATIONAL BANK | 26,975 | 312,000 | 0.96% | PRN | |
| 15 | GUGGENHEIM CAPITAL LLC | 25,613 | 296,000 | 0.91% | ||
| 16 | WELLS FARGO & COMPANY/MN | 20,587 | 238,000 | 0.74% | ||
| 17 | Commonwealth Equity Services, Inc | 14,521 | 168,000 | 0.52% | ||
| 18 | STIFEL FINANCIAL CORP | 14,351 | 166,000 | 0.51% | ||
| 19 | CORNERSTONE ADVISORS INC | 11,943 | 138,000 | 0.43% | ||
| 20 | BOSTON PRIVATE BANK & TRUST CO | 4,663 | 54,000 | 0.17% | ||
| 21 | ROYAL BANK OF CANADA | 4,000 | 47,000 | 0.15% | ||
| 22 | WFG Advisors, LP | 1,975 | 23,000 | 0.07% | ||
| 23 | D.A. DAVIDSON & CO. | 1,500 | 17,000 | 0.05% | ||
| 24 | BANK OF AMERICA CORP /DE/ | 710 | 8,000 | 0.02% | ||
| 25 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 67 | 1,000 | 0.00% | ||
| 26 | Focused Wealth Management, Inc | 67 | 1,000 | 0.00% | ||
| 27 | FIRST MANHATTAN CO. LLC. | 2 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
