| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 516,792 | 5,106,000 | 14.25% | ||
| 2 | DEAN INVESTMENT ASSOCIATES, LLC | 492,325 | 4,864,000 | 13.57% | ||
| 3 | Horizon Kinetics LLC | 423,900 | 4,188,000 | 11.69% | ||
| 4 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 341,881 | 3,378,000 | 9.43% | ||
| 5 | MARINER INVESTMENT GROUP LLC | 292,227 | 2,887,000 | 8.06% | ||
| 6 | Trust Asset Management LLC | 260,519 | 2,574,000 | 7.18% | ||
| 7 | LPL Financial LLC | 216,926 | 2,137,000 | 5.96% | ||
| 8 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 184,876 | 1,827,000 | 5.10% | ||
| 9 | Bain Capital Credit, LP | 162,749 | 1,608,000 | 4.49% | ||
| 10 | UBS Group AG | 130,610 | 1,290,000 | 3.60% | ||
| 11 | MORGAN STANLEY | 119,433 | 1,180,000 | 3.29% | ||
| 12 | Yorktown Management & Research Co Inc | 115,000 | 1,136,000 | 3.17% | ||
| 13 | CREDIT SUISSE AG/ | 95,950 | 948,000 | 2.65% | ||
| 14 | Shaker Financial Services, LLC | 65,384 | 646,000 | 1.80% | ||
| 15 | HUNTINGTON NATIONAL BANK | 45,430 | 449,000 | 1.25% | PRN | |
| 16 | Hilltop Holdings Inc. | 35,460 | 350,000 | 0.98% | ||
| 17 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 21,360 | 211,000 | 0.59% | ||
| 18 | SG Americas Securities, LLC | 21,197 | 209,000 | 0.58% | ||
| 19 | GUGGENHEIM CAPITAL LLC | 20,954 | 207,000 | 0.58% | ||
| 20 | Virtu KCG Holdings LLC | 14,258 | 141,000 | 0.39% | ||
| 21 | MIDAS MANAGEMENT CORP | 13,000 | 129,000 | 0.36% | ||
| 22 | Squarepoint Ops LLC | 12,000 | 119,000 | 0.33% | ||
| 23 | STIFEL FINANCIAL CORP | 11,969 | 118,000 | 0.33% | ||
| 24 | WELLS FARGO & COMPANY/MN | 2,401 | 24,000 | 0.07% | ||
| 25 | SEI INVESTMENTS CO | 2,335 | 23,000 | 0.06% | ||
| 26 | WFG Advisors, LP | 1,975 | 20,000 | 0.06% | ||
| 27 | BANK OF AMERICA CORP /DE/ | 1,692 | 17,000 | 0.05% | ||
| 28 | D.A. DAVIDSON & CO. | 1,500 | 14,000 | 0.04% | ||
| 29 | GUPTA WEALTH MANAGEMENT LLC | 1,077 | 11,000 | 0.03% | ||
| 30 | Thomas J. Herzfeld Advisors, Inc. | 600 | 6,000 | 0.02% | ||
| 31 | FIFTH THIRD BANCORP | 496 | 5,000 | 0.01% | ||
| 32 | ROYAL BANK OF CANADA | 500 | 5,000 | 0.01% | ||
| 33 | NEXT Financial Group, Inc | 540 | 5,000 | 0.01% | ||
| 34 | Creative Planning | 260 | 3,000 | 0.01% | ||
| 35 | FIRST MANHATTAN CO. LLC. | 2 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
