| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Horizon Kinetics LLC | 575,470 | 5,916,000 | 19.35% | ||
| 2 | DEAN INVESTMENT ASSOCIATES, LLC | 523,203 | 5,379,000 | 17.60% | ||
| 3 | Advisors Asset Management, Inc. | 360,444 | 3,705,000 | 12.12% | ||
| 4 | MARINER INVESTMENT GROUP LLC | 292,227 | 3,004,000 | 9.83% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 180,604 | 1,857,000 | 6.07% | ||
| 6 | UBS Group AG | 140,715 | 1,447,000 | 4.73% | ||
| 7 | CREDIT SUISSE AG/ | 119,000 | 1,223,000 | 4.00% | ||
| 8 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 118,610 | 1,219,000 | 3.99% | ||
| 9 | LPL Financial LLC | 117,351 | 1,192,000 | 3.90% | ||
| 10 | MORGAN STANLEY | 115,180 | 1,184,000 | 3.87% | ||
| 11 | Yorktown Management & Research Co Inc | 115,000 | 1,182,000 | 3.87% | ||
| 12 | Shaker Financial Services, LLC | 83,024 | 853,000 | 2.79% | ||
| 13 | Invesco Ltd. | 49,459 | 508,000 | 1.66% | ||
| 14 | HUNTINGTON NATIONAL BANK | 45,430 | 467,000 | 1.53% | PRN | |
| 15 | Hilltop Holdings Inc. | 35,460 | 365,000 | 1.19% | ||
| 16 | GUGGENHEIM CAPITAL LLC | 23,634 | 243,000 | 0.79% | ||
| 17 | DOLIVER ADVISORS, LP | 22,747 | 234,000 | 0.77% | ||
| 18 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 12,519 | 129,000 | 0.42% | ||
| 19 | STIFEL FINANCIAL CORP | 12,296 | 126,000 | 0.41% | ||
| 20 | Summit Financial Wealth Advisors, LLC | 10,000 | 102,000 | 0.33% | ||
| 21 | WELLS FARGO & COMPANY/MN | 6,101 | 63,000 | 0.21% | ||
| 22 | ROYAL BANK OF CANADA | 3,400 | 35,000 | 0.11% | ||
| 23 | Thomas J. Herzfeld Advisors, Inc. | 3,000 | 31,000 | 0.10% | ||
| 24 | BANK OF AMERICA CORP /DE/ | 2,903 | 30,000 | 0.10% | ||
| 25 | SEI INVESTMENTS CO | 2,335 | 24,000 | 0.08% | ||
| 26 | WFG Advisors, LP | 1,975 | 20,000 | 0.07% | ||
| 27 | D.A. DAVIDSON & CO. | 1,500 | 15,000 | 0.05% | ||
| 28 | GUPTA WEALTH MANAGEMENT LLC | 1,077 | 11,000 | 0.04% | ||
| 29 | NEXT Financial Group, Inc | 540 | 5,000 | 0.02% | ||
| 30 | FIRST MANHATTAN CO. LLC. | 2 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
