| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 647,279 | 6,317,000 | 21.02% | ||
| 2 | Horizon Kinetics LLC | 409,515 | 3,997,000 | 13.30% | ||
| 3 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 368,542 | 3,597,000 | 11.97% | ||
| 4 | MARINER INVESTMENT GROUP LLC | 309,197 | 3,018,000 | 10.04% | ||
| 5 | Shaker Financial Services, LLC | 228,686 | 2,232,000 | 7.43% | ||
| 6 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 199,484 | 1,947,000 | 6.48% | ||
| 7 | Bain Capital Credit, LP | 166,565 | 1,626,000 | 5.41% | ||
| 8 | UBS Group AG | 148,724 | 1,451,000 | 4.83% | ||
| 9 | MORGAN STANLEY | 123,632 | 1,207,000 | 4.02% | ||
| 10 | Yorktown Management & Research Co Inc | 115,000 | 1,122,000 | 3.73% | ||
| 11 | Trust Asset Management LLC | 113,919 | 1,112,000 | 3.70% | ||
| 12 | HUNTINGTON NATIONAL BANK | 57,975 | 648,000 | 2.16% | PRN | |
| 13 | Invesco Ltd. | 48,965 | 478,000 | 1.59% | ||
| 14 | STIFEL FINANCIAL CORP | 35,584 | 347,000 | 1.15% | ||
| 15 | Hilltop Holdings Inc. | 35,460 | 346,000 | 1.15% | ||
| 16 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 22,776 | 222,000 | 0.74% | ||
| 17 | GUGGENHEIM CAPITAL LLC | 15,756 | 153,000 | 0.51% | ||
| 18 | MIDAS MANAGEMENT CORP | 12,400 | 121,000 | 0.40% | ||
| 19 | MSI Financial Services Inc | 3,074 | 30,000 | 0.10% | ||
| 20 | WELLS FARGO & COMPANY/MN | 2,376 | 23,000 | 0.08% | ||
| 21 | BANK OF MONTREAL /CAN/ | 2,129 | 21,000 | 0.07% | ||
| 22 | D.A. DAVIDSON & CO. | 1,500 | 14,000 | 0.05% | ||
| 23 | BANK OF AMERICA CORP /DE/ | 990 | 10,000 | 0.03% | ||
| 24 | NEXT Financial Group, Inc | 540 | 5,000 | 0.02% | ||
| 25 | ROYAL BANK OF CANADA | 300 | 3,000 | 0.01% | ||
| 26 | FIRST MANHATTAN CO. LLC. | 2 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
