| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Horizon Kinetics LLC | 650,025 | 7,267,000 | 21.96% | ||
| 2 | DEAN INVESTMENT ASSOCIATES, LLC | 523,455 | 5,852,000 | 17.68% | ||
| 3 | Trust Asset Management LLC | 374,345 | 4,185,000 | 12.64% | ||
| 4 | Advisors Asset Management, Inc. | 325,202 | 3,636,000 | 10.99% | ||
| 5 | MARINER INVESTMENT GROUP LLC | 313,521 | 3,505,000 | 10.59% | ||
| 6 | UBS Group AG | 168,013 | 1,878,000 | 5.67% | ||
| 7 | CREDIT SUISSE AG/ | 116,750 | 1,305,000 | 3.94% | ||
| 8 | MORGAN STANLEY | 111,293 | 1,244,000 | 3.76% | ||
| 9 | Yorktown Management & Research Co Inc | 108,573 | 1,214,000 | 3.67% | ||
| 10 | LPL Financial LLC | 74,286 | 832,000 | 2.51% | ||
| 11 | HUNTINGTON NATIONAL BANK | 57,975 | 648,000 | 1.96% | ||
| 12 | Hilltop Holdings Inc. | 35,460 | 396,000 | 1.20% | ||
| 13 | GUGGENHEIM CAPITAL LLC | 18,433 | 206,000 | 0.62% | ||
| 14 | Saba Capital Management, L.P. | 16,127 | 180,000 | 0.54% | ||
| 15 | Commonwealth Equity Services, Inc | 15,095 | 169,000 | 0.51% | ||
| 16 | STIFEL FINANCIAL CORP | 12,526 | 140,000 | 0.42% | ||
| 17 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 10,229 | 114,000 | 0.34% | ||
| 18 | WELLS FARGO & COMPANY/MN | 8,655 | 97,000 | 0.29% | ||
| 19 | BOSTON PRIVATE BANK & TRUST CO | 4,663 | 52,000 | 0.16% | ||
| 20 | Invesco Ltd. | 4,418 | 49,000 | 0.15% | ||
| 21 | ROYAL BANK OF CANADA | 4,000 | 44,000 | 0.13% | ||
| 22 | SEI INVESTMENTS CO | 2,335 | 26,000 | 0.08% | ||
| 23 | WFG Advisors, LP | 1,975 | 22,000 | 0.07% | ||
| 24 | D.A. DAVIDSON & CO. | 1,500 | 16,000 | 0.05% | ||
| 25 | GUPTA WEALTH MANAGEMENT LLC | 1,077 | 12,000 | 0.04% | ||
| 26 | BANK OF AMERICA CORP /DE/ | 738 | 8,000 | 0.02% | ||
| 27 | FIRST MANHATTAN CO. LLC. | 2 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
