| 1 |
Saba Capital Management, L.P. |
4,684,549 |
9,931,000 |
46.50% |
|
|
| 2 |
Advisors Asset Management, Inc. |
2,663,967 |
5,648,000 |
26.44% |
|
|
| 3 |
Pine River Capital Management L.P. |
492,444 |
1,045,000 |
4.89% |
|
|
| 4 |
Invesco Ltd. |
413,822 |
877,000 |
4.11% |
|
PRN |
| 5 |
STIFEL FINANCIAL CORP |
408,977 |
867,000 |
4.06% |
|
|
| 6 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
346,875 |
735,000 |
3.44% |
|
|
| 7 |
Yorktown Management & Research Co Inc |
259,000 |
549,000 |
2.57% |
|
|
| 8 |
LPL Financial LLC |
124,634 |
264,000 |
1.24% |
|
|
| 9 |
Peregrine Asset Advisers, Inc. |
98,854 |
210,000 |
0.98% |
|
|
| 10 |
SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) |
76,163 |
161,000 |
0.75% |
|
|
| 11 |
ALLIANCEBERNSTEIN L.P. |
54,920 |
116,000 |
0.54% |
|
|
| 12 |
MERIDIAN INVESTMENT COUNSEL INC. |
47,102 |
100,000 |
0.47% |
|
|
| 13 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
45,336 |
96,000 |
0.45% |
|
|
| 14 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
39,670 |
84,000 |
0.39% |
|
|
| 15 |
MORGAN STANLEY |
36,898 |
79,000 |
0.37% |
|
|
| 16 |
B. Riley Wealth Advisors, Inc. |
30,880 |
65,000 |
0.30% |
|
|
| 17 |
Virtu KCG Holdings LLC |
28,548 |
61,000 |
0.29% |
|
|
| 18 |
HIGHLAND CAPITAL MANAGEMENT LP |
23,040 |
49,000 |
0.23% |
|
|
| 19 |
Texas Yale Capital Corp. |
22,800 |
48,000 |
0.22% |
|
|
| 20 |
Cetera Advisors LLC |
18,468 |
39,000 |
0.18% |
|
|
| 21 |
Prospera Financial Services Inc |
17,500 |
37,000 |
0.17% |
|
|
| 22 |
Concert Wealth Management Inc. |
15,805 |
32,000 |
0.15% |
|
|
| 23 |
Cambridge Investment Research Advisors, Inc. |
14,184 |
30,000 |
0.14% |
|
|
| 24 |
KEYBANK NATIONAL ASSOCIATION/OH |
14,250 |
30,000 |
0.14% |
|
|
| 25 |
UBS AG |
13,243 |
28,000 |
0.13% |
|
|
| 26 |
Creative Planning |
12,385 |
26,000 |
0.12% |
|
|
| 27 |
GOODWIN DANIEL L |
12,200 |
26,000 |
0.12% |
|
|
| 28 |
Stellar Capital Management, LLC |
12,200 |
26,000 |
0.12% |
|
|
| 29 |
BANK OF AMERICA CORP /DE/ |
10,764 |
22,000 |
0.10% |
|
|
| 30 |
WELLS FARGO & COMPANY/MN |
10,376 |
22,000 |
0.10% |
|
|
| 31 |
First Allied Advisory Services, Inc. |
10,110 |
22,000 |
0.10% |
|
|
| 32 |
AMERICAN FINANCIAL GROUP INC |
10,000 |
21,000 |
0.10% |
|
|
| 33 |
ROYAL BANK OF CANADA |
3,855 |
8,000 |
0.04% |
|
|
| 34 |
MSI Financial Services Inc |
1,152 |
2,000 |
0.01% |
|
|
| 35 |
1919 Investment Counsel, LLC |
517 |
2,000 |
0.01% |
|
|
| 36 |
WFG Advisors, LP |
2 |
0 |
0.00% |
|
|
| 37 |
NEW ENGLAND SECURITIES CORP /MA/ |
186 |
0 |
0.00% |
|
|
