| 1 |
Saba Capital Management, L.P. |
5,581,157 |
10,716,000 |
41.81% |
|
|
| 2 |
PT ASSET MANAGEMENT, LLC |
2,169,336 |
4,165,000 |
16.25% |
|
|
| 3 |
Advisors Asset Management, Inc. |
2,014,430 |
3,868,000 |
15.09% |
|
|
| 4 |
Yorktown Management & Research Co Inc |
860,000 |
1,651,000 |
6.44% |
|
|
| 5 |
Pine River Capital Management L.P. |
447,022 |
857,000 |
3.34% |
|
|
| 6 |
STIFEL FINANCIAL CORP |
380,359 |
730,000 |
2.85% |
|
|
| 7 |
INVESTMENT CENTERS OF AMERICA INC |
363,357 |
695,000 |
2.71% |
|
|
| 8 |
WOLVERINE ASSET MANAGEMENT LLC |
331,366 |
636,000 |
2.48% |
|
|
| 9 |
Shaker Financial Services, LLC |
226,449 |
435,000 |
1.70% |
|
|
| 10 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
143,010 |
275,000 |
1.07% |
|
|
| 11 |
Peregrine Asset Advisers, Inc. |
98,854 |
178,000 |
0.69% |
|
|
| 12 |
Sunbelt Securities, Inc. |
64,500 |
123,840 |
0.48% |
|
|
| 13 |
LPL Financial LLC |
63,237 |
121,000 |
0.47% |
|
|
| 14 |
CITIGROUP INC |
60,400 |
116,000 |
0.45% |
|
|
| 15 |
DOLIVER ADVISORS, LP |
52,915 |
102,000 |
0.40% |
|
|
| 16 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
50,902 |
98,000 |
0.38% |
|
|
| 17 |
Cambridge Investment Research Advisors, Inc. |
47,277 |
91,000 |
0.36% |
|
|
| 18 |
MERIDIAN INVESTMENT COUNSEL INC. |
47,102 |
90,000 |
0.35% |
|
|
| 19 |
Trust Asset Management LLC |
43,837 |
84,000 |
0.33% |
|
|
| 20 |
GEODE CAPITAL MANAGEMENT, LLC |
39,227 |
75,000 |
0.29% |
|
PRN |
| 21 |
B. Riley Wealth Advisors, Inc. |
29,828 |
57,000 |
0.22% |
|
|
| 22 |
Curi Capital, LLC |
24,640 |
47,000 |
0.18% |
|
|
| 23 |
Texas Yale Capital Corp. |
22,800 |
44,000 |
0.17% |
|
|
| 24 |
Prospera Financial Services Inc |
20,000 |
38,000 |
0.15% |
|
|
| 25 |
Ancora Advisors LLC |
0 |
38,000 |
0.15% |
|
|
| 26 |
MORGAN STANLEY |
18,471 |
36,000 |
0.14% |
|
|
| 27 |
Cetera Advisors LLC |
18,468 |
35,000 |
0.14% |
|
|
| 28 |
Sigma Planning Corp |
16,711 |
32,000 |
0.12% |
|
|
| 29 |
WELLS FARGO & COMPANY/MN |
15,086 |
29,000 |
0.11% |
|
|
| 30 |
Creative Planning |
12,385 |
24,000 |
0.09% |
|
|
| 31 |
GOODWIN DANIEL L |
12,200 |
24,000 |
0.09% |
|
|
| 32 |
GOLDMAN SACHS GROUP INC |
11,246 |
22,000 |
0.09% |
|
|
| 33 |
GUPTA WEALTH MANAGEMENT LLC |
10,965 |
21,000 |
0.08% |
|
|
| 34 |
AMERICAN FINANCIAL GROUP INC |
10,000 |
19,000 |
0.07% |
|
|
| 35 |
UBS Group AG |
8,343 |
16,000 |
0.06% |
|
|
| 36 |
HUNTINGTON NATIONAL BANK |
7,567 |
15,000 |
0.06% |
|
|
| 37 |
AMERICAN INTERNATIONAL GROUP, INC. |
5,000 |
9,600 |
0.04% |
|
|
| 38 |
ROYAL BANK OF CANADA |
2,500 |
5,000 |
0.02% |
|
|
| 39 |
US BANCORP \DE\ |
2,100 |
4,000 |
0.02% |
|
|
| 40 |
MSI Financial Services Inc |
1,437 |
3,000 |
0.01% |
|
|
| 41 |
SYNOVUS FINANCIAL CORP |
1,201 |
2,000 |
0.01% |
|
|
| 42 |
Concert Wealth Management Inc. |
13,805 |
0 |
0.00% |
|
|
| 43 |
WFG Advisors, LP |
2 |
0 |
0.00% |
|
|
