| 1 |
Saba Capital Management, L.P. |
6,229,242 |
11,088,000 |
26.53% |
|
|
| 2 |
Bulldog Investors, LLP |
4,209,907 |
7,494,000 |
17.93% |
|
|
| 3 |
ICON ADVISERS INC/CO |
3,000,520 |
5,341,000 |
12.78% |
|
|
| 4 |
Advisors Asset Management, Inc. |
2,200,134 |
3,916,000 |
9.37% |
|
|
| 5 |
SIT INVESTMENT ASSOCIATES INC |
1,904,232 |
3,390,000 |
8.11% |
|
|
| 6 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
1,539,057 |
2,740,000 |
6.56% |
|
|
| 7 |
Weiss Asset Management LP |
1,096,786 |
1,952,000 |
4.67% |
|
|
| 8 |
Yakira Capital Management, Inc. |
742,810 |
1,322,000 |
3.16% |
|
SH |
| 9 |
WOLVERINE ASSET MANAGEMENT LLC |
494,842 |
880,000 |
2.11% |
|
|
| 10 |
INVESTMENT CENTERS OF AMERICA INC |
404,876 |
720,000 |
1.72% |
|
|
| 11 |
STIFEL FINANCIAL CORP |
335,140 |
596,000 |
1.43% |
|
|
| 12 |
Shaker Financial Services, LLC |
185,753 |
331,000 |
0.79% |
|
|
| 13 |
LPL Financial LLC |
127,768 |
227,000 |
0.54% |
|
|
| 14 |
PVG Asset Management |
125,970 |
224,226 |
0.54% |
|
|
| 15 |
DOLIVER ADVISORS, LP |
120,877 |
215,000 |
0.51% |
|
|
| 16 |
CITIGROUP INC |
83,100 |
148,000 |
0.35% |
|
|
| 17 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
62,144 |
111,000 |
0.27% |
|
|
| 18 |
JD CAPITAL MANAGEMENT LLC |
52,452 |
93,000 |
0.22% |
|
|
| 19 |
MERIDIAN INVESTMENT COUNSEL INC. |
47,102 |
84,000 |
0.20% |
|
|
| 20 |
Cambridge Investment Research Advisors, Inc. |
45,870 |
82,000 |
0.20% |
|
|
| 21 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
44,802 |
80,000 |
0.19% |
|
|
| 22 |
Kamunting Street Capital Management, L.P. |
42,500 |
76,000 |
0.18% |
|
|
| 23 |
Raymond James Financial Services Advisors, Inc. |
42,901 |
76,000 |
0.18% |
|
|
| 24 |
TWO SIGMA SECURITIES, LLC |
33,654 |
60,000 |
0.14% |
|
|
| 25 |
Kovack Advisors, Inc. |
30,500 |
54,000 |
0.13% |
|
|
| 26 |
SG Americas Securities, LLC |
30,332 |
54,000 |
0.13% |
|
|
| 27 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
29,170 |
52,000 |
0.12% |
|
|
| 28 |
WELLS FARGO & COMPANY/MN |
27,888 |
49,000 |
0.12% |
|
|
| 29 |
Virtu KCG Holdings LLC |
25,488 |
45,000 |
0.11% |
|
|
| 30 |
Texas Yale Capital Corp. |
22,800 |
41,000 |
0.10% |
|
|
| 31 |
MORGAN STANLEY |
21,018 |
37,000 |
0.09% |
|
|
| 32 |
Cetera Advisors LLC |
18,468 |
33,000 |
0.08% |
|
|
| 33 |
AMERICAN INTERNATIONAL GROUP, INC. |
18,000 |
32,000 |
0.08% |
|
|
| 34 |
Concert Wealth Management Inc. |
12,680 |
24,000 |
0.06% |
|
|
| 35 |
SII INVESTMENTS INC/WI |
13,000 |
24,000 |
0.06% |
|
|
| 36 |
Private Advisor Group, LLC |
13,091 |
23,000 |
0.06% |
|
|
| 37 |
Creative Planning |
11,385 |
20,000 |
0.05% |
|
|
| 38 |
UBS Group AG |
10,771 |
19,000 |
0.05% |
|
|
| 39 |
HUNTINGTON NATIONAL BANK |
7,567 |
15,000 |
0.04% |
|
|
| 40 |
IFP ADVISORS, INC |
4,229 |
8,000 |
0.02% |
|
|
| 41 |
BANK OF AMERICA CORP /DE/ |
3,488 |
6,000 |
0.01% |
|
|
| 42 |
ROYAL BANK OF CANADA |
2,000 |
4,000 |
0.01% |
|
|
| 43 |
SYNOVUS FINANCIAL CORP |
1,201 |
2,000 |
0.00% |
|
|
| 44 |
Tower Research Capital LLC (TRC) |
314 |
1,000 |
0.00% |
|
|
| 45 |
MSI Financial Services Inc |
186 |
0 |
0.00% |
|
|
| 46 |
WFG Advisors, LP |
2 |
0 |
0.00% |
|
|
