| 1 |
Saba Capital Management, L.P. |
5,224,756 |
11,129,000 |
49.22% |
|
|
| 2 |
Advisors Asset Management, Inc. |
2,448,789 |
5,216,000 |
23.07% |
|
|
| 3 |
Pine River Capital Management L.P. |
492,444 |
1,049,000 |
4.64% |
|
|
| 4 |
Invesco Ltd. |
452,468 |
964,000 |
4.26% |
|
PRN |
| 5 |
STIFEL FINANCIAL CORP |
395,417 |
842,000 |
3.72% |
|
|
| 6 |
Yorktown Management & Research Co Inc |
259,000 |
552,000 |
2.44% |
|
|
| 7 |
Shaker Financial Services, LLC |
193,331 |
412,000 |
1.82% |
|
|
| 8 |
INVESTMENT CENTERS OF AMERICA INC |
178,118 |
378,000 |
1.67% |
|
|
| 9 |
Kamunting Street Capital Management, L.P. |
174,396 |
371,000 |
1.64% |
|
|
| 10 |
Perigon Wealth Management, LLC |
99,302 |
212,000 |
0.94% |
|
|
| 11 |
Peregrine Asset Advisers, Inc. |
98,954 |
211,000 |
0.93% |
|
|
| 12 |
LPL Financial LLC |
77,056 |
164,000 |
0.73% |
|
|
| 13 |
Cambridge Investment Research Advisors, Inc. |
48,684 |
104,000 |
0.46% |
|
|
| 14 |
MERIDIAN INVESTMENT COUNSEL INC. |
47,102 |
100,000 |
0.44% |
|
|
| 15 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
42,886 |
91,000 |
0.40% |
|
|
| 16 |
SG Americas Securities, LLC |
41,747 |
89,000 |
0.39% |
|
|
| 17 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
39,977 |
85,000 |
0.38% |
|
|
| 18 |
B. Riley Wealth Advisors, Inc. |
31,511 |
67,119 |
0.30% |
|
|
| 19 |
CITADEL ADVISORS LLC |
30,504 |
65,000 |
0.29% |
|
|
| 20 |
WOLVERINE ASSET MANAGEMENT LLC |
23,621 |
50,000 |
0.22% |
|
|
| 21 |
HIGHLAND CAPITAL MANAGEMENT LP |
23,040 |
49,000 |
0.22% |
|
|
| 22 |
Texas Yale Capital Corp. |
22,800 |
49,000 |
0.22% |
|
|
| 23 |
Cetera Advisors LLC |
18,468 |
39,000 |
0.17% |
|
|
| 24 |
Prospera Financial Services Inc |
17,500 |
37,000 |
0.16% |
|
|
| 25 |
MORGAN STANLEY |
17,311 |
37,000 |
0.16% |
|
|
| 26 |
WELLS FARGO & COMPANY/MN |
15,044 |
32,000 |
0.14% |
|
|
| 27 |
Concert Wealth Management Inc. |
15,805 |
31,000 |
0.14% |
|
|
| 28 |
Veritable, L.P. |
14,500 |
31,000 |
0.14% |
|
|
| 29 |
DOLIVER ADVISORS, LP |
13,077 |
28,000 |
0.12% |
|
|
| 30 |
BANK OF AMERICA CORP /DE/ |
12,264 |
26,000 |
0.11% |
|
|
| 31 |
Creative Planning |
12,385 |
26,000 |
0.11% |
|
|
| 32 |
SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) |
10,330 |
22,000 |
0.10% |
|
|
| 33 |
AMERICAN FINANCIAL GROUP INC |
10,000 |
21,000 |
0.09% |
|
|
| 34 |
AMERICAN INTERNATIONAL GROUP, INC. |
5,000 |
10,650 |
0.05% |
|
|
| 35 |
ROYAL BANK OF CANADA |
3,846 |
8,000 |
0.04% |
|
|
| 36 |
UBS AG |
2,315 |
5,000 |
0.02% |
|
|
| 37 |
BANK OF MONTREAL /CAN/ |
2,563 |
5,000 |
0.02% |
|
|
| 38 |
MSI Financial Services Inc |
1,176 |
3,000 |
0.01% |
|
|
| 39 |
1919 Investment Counsel, LLC |
517 |
2,000 |
0.01% |
|
|
| 40 |
WFG Advisors, LP |
2 |
0 |
0.00% |
|
|
| 41 |
NEW ENGLAND SECURITIES CORP /MA/ |
186 |
0 |
0.00% |
|
|
