| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Invesco Ltd. | 251,591 | 2,453,000 | 17.78% | ||
| 2 | UBS AG | 233,794 | 2,279,000 | 16.52% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 231,452 | 2,257,000 | 16.36% | ||
| 4 | WELLS FARGO & COMPANY/MN | 210,422 | 2,052,000 | 14.87% | ||
| 5 | MORGAN STANLEY | 164,088 | 1,600,000 | 11.59% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 91,600 | 893,000 | 6.47% | ||
| 7 | LPL Financial LLC | 48,636 | 474,000 | 3.43% | ||
| 8 | Tortoise Investment Management, LLC | 36,000 | 351,000 | 2.54% | ||
| 9 | CREDIT SUISSE AG/ | 32,500 | 317,000 | 2.30% | ||
| 10 | CITY NATIONAL BANK | 29,700 | 290,000 | 2.10% | ||
| 11 | Montecito Bank & Trust | 19,029 | 186,000 | 1.35% | ||
| 12 | FIRST TRUST ADVISORS LP | 17,716 | 173,000 | 1.25% | ||
| 13 | Efficient Market Advisors, LLC | 11,250 | 110,000 | 0.80% | ||
| 14 | Paragon Capital Management Ltd | 10,000 | 97,500 | 0.71% | ||
| 15 | ROYAL BANK OF CANADA | 8,852 | 86,000 | 0.62% | ||
| 16 | MUFG Americas Holdings Corp | 7,500 | 73,000 | 0.53% | ||
| 17 | D.A. DAVIDSON & CO. | 7,200 | 70,000 | 0.51% | ||
| 18 | CITIGROUP INC | 2,710 | 27,000 | 0.20% | ||
| 19 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,000 | 10,000 | 0.07% | ||
| 20 | NEW ENGLAND SECURITIES CORP /MA/ | 131 | 1,000 | 0.01% | ||
| 21 | Tower Research Capital LLC (TRC) | 43 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
