| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 410,469 | 4,511,000 | 20.54% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 326,192 | 3,585,000 | 16.33% | ||
| 3 | FIRST FOUNDATION ADVISORS | 285,970 | 3,143,000 | 14.31% | ||
| 4 | MORGAN STANLEY | 238,646 | 2,622,000 | 11.94% | ||
| 5 | LPL Financial LLC | 198,799 | 2,189,000 | 9.97% | ||
| 6 | WELLS FARGO & COMPANY/MN | 114,169 | 1,255,000 | 5.72% | ||
| 7 | Raymond James Financial Services Advisors, Inc. | 70,230 | 772,000 | 3.52% | ||
| 8 | Invesco Ltd. | 69,975 | 769,000 | 3.50% | ||
| 9 | Cetera Advisor Networks LLC | 46,105 | 505,000 | 2.30% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 41,661 | 458,000 | 2.09% | ||
| 11 | BANK OF STOCKTON | 31,252 | 343,000 | 1.56% | ||
| 12 | ROYAL BANK OF CANADA | 24,041 | 264,000 | 1.20% | ||
| 13 | IFP ADVISORS, INC | 22,471 | 247,000 | 1.12% | ||
| 14 | Montecito Bank & Trust | 17,975 | 198,000 | 0.90% | ||
| 15 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 17,645 | 194,000 | 0.88% | ||
| 16 | RAYMOND JAMES & ASSOCIATES | 15,382 | 169,000 | 0.77% | ||
| 17 | DOLIVER ADVISORS, LP | 13,179 | 145,000 | 0.66% | ||
| 18 | Efficient Market Advisors, LLC | 11,250 | 124,000 | 0.56% | ||
| 19 | BOSTON ADVISORS LLC | 10,000 | 110,000 | 0.50% | ||
| 20 | Paragon Capital Management Ltd | 10,000 | 110,000 | 0.50% | ||
| 21 | WHITTIER TRUST CO | 4,800 | 53,000 | 0.24% | ||
| 22 | Gemmer Asset Management LLC | 4,688 | 51,000 | 0.23% | ||
| 23 | DEUTSCHE BANK AG\ | 4,000 | 43,000 | 0.20% | ||
| 24 | US BANCORP \DE\ | 2,293 | 25,000 | 0.11% | ||
| 25 | CITIGROUP INC | 1,500 | 16,000 | 0.07% | ||
| 26 | Creative Planning | 1,400 | 15,000 | 0.07% | ||
| 27 | D.A. DAVIDSON & CO. | 1,227 | 13,000 | 0.06% | ||
| 28 | CWM, LLC | 1,086 | 12,000 | 0.05% | ||
| 29 | WESPAC ADVISORS SOCAL, LLC | 990 | 10,880 | 0.05% | ||
| 30 | Tower Research Capital LLC (TRC) | 465 | 5,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
